This site is intended for use only by financial professionals who are prospective employees and associates. Information for investors and the general public residing within the United States is available at www.ekriley.com. E.K. Riley Investments, LLC is a full-service brokerage and investment advisory firm that provides service to clients across the United States. Based in Seattle Washington, E.K. Riley Investments, LLC is licensed to provide brokerage services in all 50 states. E.K. Riley Investments, LLC is registered as an investment adviser in Washington, California, Louisiana, Montana, Oregon and provides advisory services in these states. E.K. Riley Investments, LLC has a conditional restricted registration in Texas and does not solicit advisory business in that state. Brokerage accounts are held at First Clearing*.
Our site is published in the United States for U.S. residents only. Please read these conditions carefully before using this site.
BY ACCESSING THIS SITE AND ANY PAGES THEREOF, YOU AGREE TO BE BOUND BY THE TERMS AND CONDITIONS BELOW. IF YOU DO NOT AGREE TO THE TERMS AND CONDITIONS BELOW, DO NOT ACCESS, VIEW OR USE THIS SITE, OR ANY PAGES THEREOF.
EKR does not provide investment advice through this Site: EKR does not represent that the securities or services discussed are suitable for any investor. Information contained in the Site should not be relied upon in making (or refraining from making) investment or other decisions. This Site is intended for your information only. You are urged to discuss investment matters with your professional financial advisor and/or Registered Representative.
News, views, opinions, recommendations and other information obtained from sources outside of E.K.Riley Investments, LLC are believed to be reliable, but we cannot guarantee its accuracy or completeness. All such information is subject to change at any time without notice.
We hereby grant you the right to view and use the Site for the sole purpose of accessing the information made available in it. EKR reserves the right to suspend or deny, in its sole discretion, your access to all or any portion of the Site with or without notice. We reserve the right to alter, suspend or discontinue any aspect of this Site at any time without notice. This includes the availability of any area of this Site.
EKR does not provide any advice through this Site, including but not limited to legal, tax, or accounting advice or advice regarding the suitability or profitability of a security or investment at this Site. The information made available at this Site (the “information”) is not a complete analysis of every material fact regarding any company, industry or security. EKR does not make any warranties about the information, including but not limited to warranties regarding the timeliness, sequence, accuracy, adequacy, or completeness of the information and any “quote” or “real time quote” information made available via this Site. The views, if any, expressed at this Site reflect EKR’s judgment at this date, are subject to change, and may or may not be applicable for any particular individual or portfolio. We make no commitment to update the information contained on this Site. All information contained herein is obtained by EKR from sources believed by EKR to be accurate and reliable; however, because of the possibility of human and mechanical error as well as other factors, EKR is not responsible for any errors or omissions with respect to the information. This Site and all information provided herein is provided “as is” and “as available". Accordingly, we provide no warranties in connection with this Site or the information, and we disclaim all warranties express, statutory or implied, including without limitation any implied warranties of merchantability or of fitness for a particular purpose. We do not warrant that the functions contained in this Site or any information or content contained on the Site will be uninterrupted or error free, that defects will be corrected, or that the Site or server that makes it available is free of viruses or other harmful components. We disclaim all liability for negligence or for any lack of reasonable care. Also, we do not provide any warranty against infringement or of title or quiet enjoyment.
EKR shall not be liable to you for any damages, including but not limited to direct, incidental or consequential damages, and including but not limited to any damages for lost profits, lost opportunity or special or punitive damages arising out of or in any way related to your use of this Site and the information, even if we have been advised of the possibility of such damages, and you agree to hold EKR harmless for all such damages.
Any comments or information that you provide to EKR, for example feedback or ideas in connection with this Site, suggestions, ideas, concepts or other information (collectively, the “submissions”) shall be deemed, and shall remain, the property of EKR. None of the submissions shall be subject to any obligation of confidence on the part of EKR, and EKR shall not be liable for any use or disclosure (including publication in any medium) of any submissions. Without limiting the foregoing, EKR shall exclusively own all now known or hereafter existing rights to the submissions of every kind and nature and shall be entitled to unrestricted use of the submissions for any purpose, commercial or otherwise, without compensation to the provider of the submissions.
Not an Offer to Sell or a Solicitation to Buy
This Site has been designed for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security which may be referenced upon the Site. Such offers can only be made where lawful under applicable law.
Links to Third Party Web Sites
Links on this Site may permit you to leave this Site. The linked Sites are not under the control of EKR; they are independent web Sites and EKR is not responsible for the content or information of any linked Site or any link in a linked Site, or any changes or updates to such Sites. EKR is providing these links to you only as a convenience and the inclusion of any link is not intended to imply endorsement by EKR of any linked Site.
Site for Use by United States Residents Only
This Site has been published in the United States for residents of those US jurisdictions where EKR is registered as a broker/dealer. This Site is not intended for use by, or to provide any information to, investors outside of the United States. EKR reserves the right to require proof of residence from any user accessing this Site and requesting information. Investors outside of the United States aresubject to securities and tax regulations within their applicable jurisdictions that are not addressed on this Site. No security, investment advisory service, or other product or service will be offered or sold in any jurisdiction in which such offer or solicitation, purchase or sale, would be contrary to the securities laws or other local laws and regulations. United States investors should be advised that not all investments discussed or referenced in the information provided at this Site might be available in all states.
E.K.Riley and its representatives may not transact business in any jurisdiction unless appropriately registered, or excluded or exempted from such registration. Follow up, individualized responses that involve either effecting or attempting to effect transactions, or the rendering of personalized investment advice for compensation, will not be made to persons in any state where E.K.Riley is not registered or exempted from registration.
Relation to other EKR Agreements